Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey D. Parker is a financial advisor with UBS Financial Services Inc. Stacey has been working in the financial services industry for over 20 years and has a wide range of experience. Stacey is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, 31, and 63 licenses, as well as the SIE and Series 65 licenses. Stacey provides a variety of services to her clients, including financial planning, portfolio management, and investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
03/24/2014 - Present
UBS Financial Services Inc. (GREENWICH CT)
KS
11/16/2012 - 03/25/2014
AMERIPRISE FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
MO
06/01/2009 - 11/20/2012
MORGAN STANLEY (KANSAS CITY MO)
MO
12/12/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (KANSAS CITY MO)
IA
Issued 03/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 12/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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