Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey B Koziatek is a financial advisor with UBS Financial Services Inc. Stacey has been in the financial industry since 2005 and has a strong track record of success in providing investment advice to individuals, families, and businesses. Stacey is a registered representative in Missouri and Texas and holds the following licenses: Series 7, Series 31, Series 66, and SIE. Stacey has experience working with clients at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Stacey is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MO
11/30/2023 - Present
UBS Financial Services Inc. (CHESTERFIELD MO)
MO
10/31/2018 - 12/15/2023
MORGAN STANLEY (Chesterfield MO)
MO
07/01/2005 - 04/10/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LADUE MO)
NY
05/11/2004 - 07/06/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 06/22/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 05/04/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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