Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Ann Bro is a financial professional with over two decades of experience in the industry. Stacey currently works at Russell Investments Implementation Services, LLC, where Stacey has been employed since 2016. Prior to that, Stacey held roles at several other financial firms, including Russell Financial Services, Inc., Quasar Distributors, LLC, Deutsche Bank Securities Inc., and Safeco Securities, Inc.. Stacey has passed several industry exams, including the Series 6, 7, and 66 exams, and is currently registered to do business in New York and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Execution services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
% of revenue/intracompany agrmts
1
2
NY
06/15/2016 - Present
Russell Investments Implementation Services, LLC (New York NY)
NY
08/13/2008 - 06/15/2016
RUSSELL FINANCIAL SERVICES, INC., PART OF RUSSELL INVESTMENTS (NEW YORK NY)
ME
03/18/2008 - 04/17/2008
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
10/06/2005 - 09/01/2006
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
WA
03/18/1996 - 10/24/1997
SAFECO SECURITIES, INC. (BELLEVUE WA)
BOTH
Issued 06/13/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/15/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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