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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Stacey? Claim Your ProfileStacey Allison Heaton is a financial advisor who has been in the industry since 2006. Stacey is currently registered as a Registered Representative and Investment Advisor Representative with Cambridge Investment Research Advisors, Inc. in Golden, CO, Lawrence, KS and Littleton, CO. Stacey has previously worked at Cambridge Investment Research, Inc., Financial Network Investment Corporation, and Dean Witter Reynolds Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
CO
03/01/2022 - Present
Cambridge Investment Research Advisors, Inc. (Golden CO)
CO
09/21/2011 - 06/17/2013
CAMBRIDGE INVESTMENT RESEARCH, INC. (BROOMFIELD CO)
CA
09/10/1993 - 10/06/1998
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
NY
02/18/1993 - 09/07/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 11/12/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2024
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/10/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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