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Sritharan Nadesan

Lazard Asset Management Securities LLC

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About Sritharan Nadesan

Sritharan Nadesan is a financial professional with over 20 years of experience in the industry. Sritharan Nadesan is currently registered with Lazard Asset Management Securities LLC. Sritharan Nadesan has previously worked with firms including Wachovia Capital Markets, LLC, Wachovia Securities, LLC, UBS Warburg LLC, SBC Warburg Dillon Read Inc., SBC Warburg, Inc., and Lehman Brothers Inc. Sritharan Nadesan holds FINRA Series 7, 16, 63, 86, 87, and SIE licenses and is registered to conduct business in 51 states.

Firm Information

Sritharan Nadesan is currently registered with Lazard Asset Management Securities LLC. Lazard Asset Management Securities LLC is a Limited Liability Company formed in May 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

131

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sritharan Nadesan’s Registration & Firm History

NY

09/12/2008 - Present

Lazard Asset Management Securities LLC (NEW YORK NY)

NC

07/01/2003 - 05/20/2008

WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)

MO

04/17/2001 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

NY

06/29/1998 - 02/06/2001

UBS WARBURG LLC (NEW YORK NY)

CT

09/02/1997 - 06/29/1998

SBC WARBURG DILLON READ INC. (STAMFORD CT)

NY

04/28/1997 - 09/02/1997

SBC WARBURG, INC. (NEW YORK NY)

NY

02/05/1997 - 02/14/1997

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/02/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/03/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/09/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 09/13/2001

Series 16 - NYSE Supervisory Analyst Examination

BC

Issued 02/04/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sritharan Nadesan.
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