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Sriram Mysore Chandra

Vanguard Marketing Corp.

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About Sriram Mysore Chandra

Sriram Mysore Chandra is a registered representative with Vanguard Marketing Corp. Sriram has been in the industry since July 2016 and holds Series 7, Series 63, Series 24 and SIE licenses. Sriram is registered with the state of North Carolina.

Firm Information

Sriram Chandra is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sriram Chandra’s Registration & Firm History

NC

07/25/2016 - Present

Vanguard Marketing Corp. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 08/04/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/25/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/25/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sriram Mysore Chandra.
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