Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Srinivasan? Claim Your ProfileSrinivasan Iyer has been in the financial industry since January 25, 1999 and is currently registered with ASL Capital Markets Inc. Previously, Srinivasan was a registered representative with Goldman Sachs & Co. LLC, BNY Mellon Capital Markets, LLC, Deutsche Bank Securities Inc., UBS Securities LLC and PaineWebber Incorporated. Srinivasan has a strong background in investment banking and has a Series 7, Series 63, SIE and Series 79TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
09/20/2022 - Present
ASL Capital Markets Inc. (STAMFORD CT)
NY
08/30/2018 - 06/28/2022
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
02/14/2017 - 07/09/2018
BNY MELLON CAPITAL MARKETS, LLC (NEW YORK NY)
NY
10/18/2013 - 02/15/2017
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
CT
11/09/2000 - 08/29/2013
UBS SECURITIES LLC (STAMFORD CT)
NJ
07/27/1998 - 01/23/2001
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 11/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Srinivasan Iyer is the right advisor for you? Invested Better is here to help.
