Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Srinivasa? Claim Your ProfileSrinivasa Mahendra Pokala is a Registered Representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Srinivasa Mahendra Pokala has been in the securities industry for over a year, and has been associated with Merrill Lynch, Pierce, Fenner & Smith Inc. since November of 2022. Srinivasa Mahendra Pokala has passed the Series 7, Series 66 and SIE exams. The advisor is registered with the states of Arkansas, Colorado, Florida, Louisiana, New Mexico, Oklahoma and Texas. In addition, the advisor is also a General Partner/Managing Member of Abound Systems LLC, Aj Samyu Transportation LLC and SPSV Enterprises LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
02/28/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (IRVING TX)
TX
10/06/2022 - 11/18/2022
NYLIFE SECURITIES LLC (FRISCO TX)
BOTH
Issued 02/24/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/06/2022
Series 7TO - General Securities Representative Examination
BC
Issued 08/03/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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