Unclaimed
Srinivas Raja Gopalan is a financial professional with over 10 years of experience in the industry. Currently, Srinivas is registered with Susquehanna Financial Group, Lllp and Susquehanna Securities, LLC. Prior to his current positions, Srinivas was employed by CITADEL SECURITIES INSTITUTIONAL LLC, CITADEL SECURITIES LLC, BLUEFIN TRADING, LLC, SUSQUEHANNA INVESTMENT GROUP, and SUSQUEHANNA SECURITIES. Srinivas holds a Series 63, Series 24, Series 57TO, Series 7TO, SIE, and Series 56 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
02/06/2024 - Present
Susquehanna Financial Group, Lllp (BALA CYNWYD PA)
NY
06/10/2019 - 03/10/2021
CITADEL SECURITIES INSTITUTIONAL LLC (New York NY)
NY
01/18/2018 - 03/10/2021
CITADEL SECURITIES LLC (NEW YORK NY)
NY
06/16/2017 - 01/08/2018
BLUEFIN TRADING, LLC (NEW YORK NY)
PA
12/14/2016 - 02/03/2017
SUSQUEHANNA INVESTMENT GROUP (BALA CYNWYD PA)
PA
08/18/2011 - 02/03/2017
SUSQUEHANNA SECURITIES (BALA CYNWYD PA)
PA
07/26/2012 - 06/03/2016
SUSQUEHANNA INVESTMENT GROUP (BALA CYNWYD PA)
BC
Issued 06/28/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 07/22/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2011
Series 56 - Proprietary Trader Qualification Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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