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Srinivas Raja Gopalan

Susquehanna Financial Group, Lllp

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About Srinivas Raja Gopalan

Srinivas Raja Gopalan is a financial professional with over 10 years of experience in the industry. Currently, Srinivas is registered with Susquehanna Financial Group, Lllp and Susquehanna Securities, LLC. Prior to his current positions, Srinivas was employed by CITADEL SECURITIES INSTITUTIONAL LLC, CITADEL SECURITIES LLC, BLUEFIN TRADING, LLC, SUSQUEHANNA INVESTMENT GROUP, and SUSQUEHANNA SECURITIES. Srinivas holds a Series 63, Series 24, Series 57TO, Series 7TO, SIE, and Series 56 licenses.

Firm Information

Srinivas Gopalan is currently registered with Susquehanna Financial Group, Lllp. Susquehanna Financial Group, Lllp is a firm registered in all 50 states and the District of Columbia, as well as with the SEC. It was formed on July 25, 2002, and is classified as an "Other Types of Legal Formation".

Not reported

Assets Under Management

Not reported

Total Clients

128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Srinivas Gopalan’s Registration & Firm History

PA

02/06/2024 - Present

Susquehanna Financial Group, Lllp (BALA CYNWYD PA)

NY

06/10/2019 - 03/10/2021

CITADEL SECURITIES INSTITUTIONAL LLC (New York NY)

NY

01/18/2018 - 03/10/2021

CITADEL SECURITIES LLC (NEW YORK NY)

NY

06/16/2017 - 01/08/2018

BLUEFIN TRADING, LLC (NEW YORK NY)

PA

12/14/2016 - 02/03/2017

SUSQUEHANNA INVESTMENT GROUP (BALA CYNWYD PA)

PA

08/18/2011 - 02/03/2017

SUSQUEHANNA SECURITIES (BALA CYNWYD PA)

PA

07/26/2012 - 06/03/2016

SUSQUEHANNA INVESTMENT GROUP (BALA CYNWYD PA)

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Licenses & Designations

BC

Issued 06/28/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/22/2022

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 07/22/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/2011

Series 56 - Proprietary Trader Qualification Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Srinivas Raja Gopalan.
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