Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Srinivas? Claim Your ProfileSrinivas Reddy is a financial advisor who has been in the industry since 2004. Currently, Srinivas is affiliated with Principal Securities, Inc., located in Des Moines, IA. Previously, Srinivas worked for several other firms including Prudential Investment Management Services LLC, USAA FINANCIAL ADVISORS, INC., USAA INVESTMENT MANAGEMENT COMPANY, and ING FINANCIAL ADVISERS, LLC. Srinivas holds the Series 7, Series 24, and Series 63 licenses, as well as the SIE exam. Srinivas specializes in providing financial planning, portfolio management for individuals, and pension consulting. Srinivas's firm, Principal Securities, Inc., is a registered investment adviser with approximately $12.1 billion in assets under management. The firm provides a variety of services to individuals and families, including financial planning, investment management, and retirement planning. The firm's client base includes high-net-worth individuals, individuals other than high-net-worth, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
IA
01/02/2019 - Present
Principal Securities, Inc. (DES MOINES IA)
CT
07/21/2010 - 06/27/2018
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
TX
01/16/2009 - 11/19/2009
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
01/07/2009 - 11/19/2009
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
CT
03/04/2003 - 11/28/2008
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
BC
Issued 10/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/23/2004
Series 24 - General Securities Principal Examination
BC
Issued 06/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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