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Srikumar Ramaswamy

Cantor Fitzgerald & Co.

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About Srikumar Ramaswamy

Srikumar Ramaswamy is a Registered Representative with Cantor Fitzgerald & Co. and CF Secured, LLC. Srikumar has been in the securities industry since July 6, 2018. Srikumar has passed the Securities Industry Essentials Examination (SIE) and the Series 99 exam.

Firm Information

Srikumar Ramaswamy is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Srikumar Ramaswamy’s Registration & Firm History

NY

07/06/2018 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/06/2018

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Srikumar Ramaswamy.
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