Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sreeni? Claim Your ProfileSreeni Rao is an investment advisor representative at Raymond James Financial Services Advisors, Inc. Sreeni has been in the industry since 2004 and has experience in providing financial planning, portfolio management, and pension consulting services. Sreeni holds the Series 6, 7, 26, 63 and 65 licenses. Prior to joining Raymond James, Sreeni was an associate at CUSO Financial Services, LP and held the position of program manager at Mission Federal Credit Union.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
11/30/2021 - Present
Raymond James Financial Services Advisors, Inc. (San Diego CA)
CA
06/06/2014 - 09/18/2019
CUSO FINANCIAL SERVICES, L.P. (VISTA CA)
CA
05/29/2007 - 03/04/2013
CITIGROUP GLOBAL MARKETS INC. (OCEANSIDE CA)
CA
07/23/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (OCEANSIDE CA)
MN
09/03/1997 - 10/09/1997
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 10/19/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/07/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/23/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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