Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spring? Claim Your ProfileSpring Bennett is an Investment Advisor Representative with Robert W. Baird & Co. Inc. based in Lake Oswego, OR. Spring has been in the industry since 2002 and has experience working with a wide variety of clients, including individuals, families, businesses, and institutions. Spring has earned the Series 66, Series 7 and SIE licenses and has been registered in multiple states. Prior to joining Robert W. Baird & Co. Inc., Spring worked at WELLS FARGO CLEARING SERVICES, LLC and MCADAMS WRIGHT RAGEN, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
OR
09/14/2022 - Present
Robert W. Baird & Co. Inc. (Lake Oswego OR)
OR
12/17/2013 - 09/15/2022
WELLS FARGO CLEARING SERVICES, LLC (LAKE OSWEGO OR)
OR
01/20/2012 - 12/16/2013
MCADAMS WRIGHT RAGEN, INC. (PORTLAND OR)
OR
01/03/2011 - 01/24/2012
WELLS FARGO ADVISORS, LLC (PORTLAND OR)
OR
07/22/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PORTLAND OR)
MN
01/30/2002 - 07/22/2005
PIPER JAFFRAY & CO. (MINNEAPOLIS MN)
BOTH
Issued 02/14/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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