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Spiro Hartofylakas

Arete Wealth Management, LLC

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About Spiro Hartofylakas

Spiro Hartofylakas is a financial advisor with over 20 years of experience in the industry. Spiro is currently registered with Arete Wealth Management, LLC. Spiro has a diverse background in the financial services industry and holds the Series 63, SIE and Series 7 licenses. Spiro has held previous positions at Sovereign Global Advisors LLC, American Capital Partners, LLC, Joseph Gunnar & Co. LLC, National Securities Corporation, First Midwest Securities, Inc., and Westrock Advisors, Inc.

Firm Information

Spiro Hartofylakas is currently registered with Arete Wealth Management, LLC. Arete Wealth Management, LLC is a Limited Liability Company formed on January 20, 1998. The firm is registered with the SEC and in 53 states.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Spiro Hartofylakas’s Registration & Firm History

NY

06/03/2024 - Present

Arete Wealth Management, LLC (Melville NY)

NY

01/17/2018 - 06/06/2024

SOVEREIGN GLOBAL ADVISORS LLC (Melville NY)

NY

12/01/2016 - 01/19/2018

AMERICAN CAPITAL PARTNERS, LLC (EAST MEADOW NY)

NY

04/08/2016 - 12/02/2016

JOSEPH GUNNAR & CO. LLC (MELVILLE NY)

NY

03/19/2012 - 04/08/2016

NATIONAL SECURITIES CORPORATION (WESTBURY NY)

NY

10/06/2009 - 03/27/2012

FIRST MIDWEST SECURITIES, INC. (HAUPPAUGE NY)

NY

03/30/2006 - 11/02/2009

AMERICAN CAPITAL PARTNERS, LLC (EAST MEADOW NY)

NY

12/06/2005 - 04/12/2006

WESTROCK ADVISORS, INC. (NEW YORK NY)

NY

07/19/2004 - 08/22/2005

AMERICAN CAPITAL PARTNERS, LLC (HAUPPAUGE NY)

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Licenses & Designations

BC

Issued 09/20/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/16/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Spiro Hartofylakas.
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