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Spilios Venetsanopoulos

Capital Client Group, Inc.

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About Spilios Venetsanopoulos

Spilios Venetsanopoulos is a registered investment advisor representative with Capital Client Group, Inc. based in Los Angeles, CA. Spilios has been in the industry since December 1997. Spilios is also registered as an investment advisor representative in Michigan, New York, Ohio, Texas, and Wisconsin. Spilios has previously worked for Prudential Investment Management Services LLC, MFS Fund Distributors, Inc., KEMPER DISTRIBUTORS, INC., LIBERTY SECURITIES CORPORATION, A. G. EDWARDS & SONS, INC., OLDE DISCOUNT CORPORATION, and L.C. WEGARD & CO., INC..

Firm Information

Spilios Venetsanopoulos is currently registered with Capital Client Group, Inc.. Capital Client Group, Inc. is a corporation established in 1972 and headquartered in Los Angeles, California. The firm provides various investment advisory services, including recommending affiliate as an investment advisor of SMA assets. They primarily serve corporations, individuals, insurance companies, investment companies, and other investment advisors. The firm is registered with the SEC and in 53 states.
Capital Client Group, Inc.

333 SOUTH HOPE STREET

LOS ANGELES, CA 90071-1406

Not reported

Assets Under Management

Not reported

Total Clients

619

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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recommending affiliate as investment adviser of sma assets

Recommending affiliate as investment adviser of sma assets

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

As agreed upon in a manner that covers registrant's costs

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Spilios Venetsanopoulos’s Registration & Firm History

CA

05/30/2013 - Present

Capital Client Group, Inc. (LOS ANGELES CA)

NJ

10/26/2007 - 05/29/2013

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)

MA

11/01/2000 - 10/19/2007

MFS FUND DISTRIBUTORS, INC. (BOSTON MA)

IL

11/12/1999 - 09/05/2000

KEMPER DISTRIBUTORS, INC. (CHICAGO IL)

NY

04/03/1996 - 11/17/1997

LIBERTY SECURITIES CORPORATION (PURCHASE NY)

MO

07/12/1995 - 08/15/1995

A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)

MI

03/29/1995 - 06/27/1995

OLDE DISCOUNT CORPORATION (DETROIT MI)

NY

08/01/1994 - 09/19/1994

L.C. WEGARD & CO., INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/11/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/03/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/11/2014

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/29/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Spilios Venetsanopoulos.
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