Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spike? Claim Your ProfileSpike Trueworthy is a financial advisor who has been in the industry for over 16 years. Spike has a Series 66, Series 7, Series 10, Series 9, Series 31, and SIE license. Spike works for Wells Fargo Clearing Services, LLC and is registered as a broker in Arizona, Arkansas, California, Colorado, Florida, Georgia, Idaho, Illinois, Indiana, Kentucky, Maine, Maryland, Massachusetts, New Hampshire, New York, North Carolina, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington, and Wisconsin. Spike is also registered as an investment advisor in Florida, New Hampshire, and Texas. Spike has worked for Ameriprise Financial Services, LLC in the past. Spike also holds the designation Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NH
05/21/2021 - Present
Wells Fargo Clearing Services, LLC (PORTSMOUTH NH)
NH
07/12/2006 - 06/23/2021
AMERIPRISE FINANCIAL SERVICES, LLC (PORTSMOUTH NH)
BOTH
Issued 06/15/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/15/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/05/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/06/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2006
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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