Unclaimed
Spenser Scott Huston is a financial professional with over 30 years of experience in the industry. Spenser currently works as a registered representative at Corporate Partners & Co. LLC in New York, NY. Before joining Corporate Partners & Co. LLC, Spenser worked at Broadridge Business Process Outsourcing, LLC. Prior to that, Spenser worked at Mitsubishi UFJ Securities (USA), Inc., Lehman Brothers Inc., and CitiCorp Securities, Inc. Spenser holds a Series 7, Series 24, Series 63, Series 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/14/2023 - Present
Corporate Partners & Co. LLC (NEW YORK NY)
NY
11/21/2018 - 12/09/2021
BROADRIDGE BUSINESS PROCESS OUTSOURCING, LLC (NEW YORK NY)
CA
03/31/2000 - 12/15/2015
MITSUBISHI UFJ SECURITIES (USA), INC. (SAN FRANCISCO CA)
NY
08/22/1996 - 05/19/1999
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/10/1994 - 07/10/1996
CITICORP SECURITIES, INC. (NEW YORK NY)
NY
04/11/1994 - 06/28/1994
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
03/15/1990 - 04/06/1994
CITICORP SECURITIES, INC. (NEW YORK NY)
NA
05/15/1989 - 07/26/1989
PRESCOTT, BALL & TURBEN, INC.
NA
12/18/1986 - 03/31/1989
L. F. ROTHSCHILD & CO. INCORPORATED
NA
11/19/1985 - 11/26/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 02/26/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 12/15/2015
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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