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Spencer Xiayang Liu

ING Financial Markets LLC

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About Spencer Xiayang Liu

Spencer Xiayang Liu is a financial advisor with Ing Financial Markets Llc, based in New York, NY. Spencer has been in the financial services industry for over 6 years. Prior to joining Ing Financial Markets Llc, Spencer worked at J.P. Morgan Securities LLC. Spencer holds the Series 63, SIE, and Series 79 licenses.

Firm Information

Spencer Liu is currently registered with ING Financial Markets LLC. ING Financial Markets LLC is a Limited Liability Company formed in November 1995 and is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been approved for SEC registration and has reported 10 Regulatory Events.

Not reported

Assets Under Management

Not reported

Total Clients

40

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Spencer Liu’s Registration & Firm History

NY

04/11/2024 - Present

ING Financial Markets LLC (NEW YORK NY)

NY

02/23/2017 - 06/10/2023

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/27/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/23/2017

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Spencer Xiayang Liu.
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