Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Wyatt Haimes is a registered representative with TD Securities (usa) LLC and has been in the industry since May 26, 1996. Spencer is licensed to provide securities services in all 50 states, the District of Columbia, and Puerto Rico. Spencer holds Series 7, Series 63, Series 79TO, and SIE licenses. Spencer has previously worked at Credit Suisse Securities (USA) LLC, UBS Securities LLC, SG Cowen Securities Corporation, Cowen & Co., and Sumitomo Bank Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/11/2017 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
06/24/2013 - 12/22/2017
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
CT
10/22/1998 - 05/07/2013
UBS SECURITIES LLC (STAMFORD CT)
NY
07/01/1998 - 10/23/1998
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
01/14/1997 - 07/01/1998
COWEN & CO. (NEW YORK NY)
NY
04/10/1996 - 01/13/1997
SUMITOMO BANK SECURITIES, INC. (NEW YORK NY)
BC
Issued 06/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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