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Spencer William McCarthy

Paychex Securities Corp.

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About Spencer William McCarthy

Spencer McCarthy is a registered representative with Paychex Securities Corp. Spencer has been in the securities industry since April 13, 2021. Spencer is registered in 51 states. Spencer is also licensed with the following Series exams: Series 63, Series 6TO and SIE. Spencer's branch office is located at 220 Kenneth Drive in Rochester, NY.

Firm Information

Spencer McCarthy is currently registered with Paychex Securities Corp.. Paychex Securities Corp. is a corporation formed in 1995 and approved in all 50 states, as well as the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

117

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Spencer McCarthy’s Registration & Firm History

NY

04/14/2021 - Present

Paychex Securities Corp. (Rochester NY)

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Licenses & Designations

BC

Issued 05/12/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/14/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/17/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Spencer William McCarthy.
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