Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer William Kozmata is a financial advisor at Schwab Wealth Advisory, Inc. Spencer has been working in the financial services industry since 2020. He is registered to provide investment advice in all states of the US. Spencer holds several industry certifications, including the Series 3, 7TO, 9, 10, 34, and 66 exams. Spencer has a strong understanding of the financial markets and is committed to providing his clients with personalized financial advice. Spencer's previous experience includes working at Raymond James Financial Services, Inc., where he served as a financial advisor from 2017 to 2021. He also worked at Chatham Financial in Littleton, Colorado, and at Adidas in Castle Rock, Colorado. Spencer received his Bachelor of Arts degree from the University of Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
CO
08/27/2024 - Present
Schwab Wealth Advisory, Inc. (Lone Tree CO)
CO
03/16/2020 - 06/29/2021
RAYMOND JAMES FINANCIAL SERVICES, INC. (LONE TREE CO)
BOTH
Issued 08/07/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/20/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/08/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/17/2022
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 01/18/2022
Series 3 - National Commodity Futures Examination
BC
Issued 03/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 02/11/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Spencer Kozmata is the right advisor for you? Invested Better is here to help.
