Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer William Doty is an active advisor with Edward Jones. Spencer William Doty has been working in the financial services industry since 2002. Spencer William Doty is registered with the state of Michigan and Texas. Spencer William Doty has a Series 63, Series 66, Series 7 and SIE licenses. Spencer William Doty holds the following designations: . Spencer William Doty has a total of 25 approved state registrations, 2 approved IA state registrations and 4 approved SRO registrations. Spencer William Doty has a total of 2 state exams, 2 product exams and no principal exams. Spencer William Doty's main focus is on providing financial planning services to individuals and businesses. Spencer William Doty is also registered to provide investment advice in the state of Michigan and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MI
12/06/2018 - Present
Edward Jones (ROYAL OAK MI)
BOTH
Issued 12/23/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/13/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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