linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Spencer Wendell Rippstein

Piper Sandler & Co.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Spencer? Claim Your Profile

About Spencer Wendell Rippstein

Spencer Wendell Rippstein is a financial professional with over 20 years of experience in the industry. Spencer is a Registered Representative and Principal at Piper Sandler & Co., a firm with over 1,300 registered representatives and a focus on providing financial services to a variety of clients, including corporations and state and municipal government entities. Spencer holds Series 63, 62, 79TO, SIE and Series 24 licenses. Spencer has a strong track record of success in the financial services industry, and Spencer is committed to providing clients with personalized advice and guidance to help them achieve their financial goals.

Firm Information

Spencer Rippstein is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

commissions

Earned based on transactions or products sold.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Spencer Rippstein’s Registration & Firm History

TX

02/26/2016 - Present

Piper Sandler & Co. (HOUSTON TX)

TX

11/06/2003 - 02/26/2016

SIMMONS & COMPANY INTERNATIONAL (HOUSTON TX)

Not sure if Spencer Wendell Rippstein is right for you?

Licenses & Designations

BC

Issued 11/12/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/11/2008

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/05/2003

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Spencer Wendell Rippstein.
Not sure if Spencer Wendell Rippstein is right for you?