Unclaimed
Spencer Nurse is a financial advisor registered with Oppenheimer & Co. Inc. Spencer has been in the securities industry since 1994 and has been with Oppenheimer & Co. Inc. since 2003. Spencer is licensed to provide investment advice in Washington, Wyoming, and Texas. Spencer also holds Series 7, 31, 63 and 65 licenses. Spencer has a history of working for various firms including CIBC WORLD MARKETS CORP., DEAN WITTER REYNOLDS INC., PAINEWEBBER INCORPORATED, and KIDDER, PEABODY & CO. INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
WA
06/09/2021 - Present
Oppenheimer & Co. Inc. (BELLEVUE WA)
NY
02/27/1998 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
06/13/1995 - 03/12/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NJ
01/28/1995 - 06/15/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/17/1994 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 06/23/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 08/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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