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Spencer Todd Allen

Jefferies LLC

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About Spencer Todd Allen

Spencer Todd Allen is a financial professional registered with Jefferies LLC in Charlotte, NC. Spencer has passed the Securities Industry Essentials (SIE) exam, the Investment Banking Registered Representative Examination (Series 79TO) exam, and the Uniform Securities Agent State Law Examination (Series 63) exam. Spencer's registration began on July 15, 2024. Spencer has been in the financial industry since July 14, 2024.

Firm Information

Spencer Allen is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Spencer Allen’s Registration & Firm History

NC

07/15/2024 - Present

Jefferies LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 07/20/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/15/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 04/29/2024

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Spencer Todd Allen.
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