Unclaimed
Spencer Thomas Sligh is a financial advisor in STEPHENVILLE, TX with over 10 years of experience in the industry. Spencer Thomas Sligh is currently registered with Advisor Resource Council and offers financial advice to individuals, high-net-worth individuals, charitable organizations, corporations or other businesses, pension and profit-sharing plans, and individuals other than high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
07/08/2015 - Present
Advisor Resource Council (STEPHENVILLE TX)
TX
06/01/2012 - 06/02/2015
USAA FINANCIAL ADVISORS, INC. (ADDISON TX)
TX
09/30/2010 - 05/04/2012
MORGAN STANLEY SMITH BARNEY (DALLAS TX)
BOTH
Issued 10/28/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 09/29/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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