Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Thomas Settles is a registered representative with Fidelity Brokerage Services LLC. Spencer has been in the securities industry since July 28, 2016 and is currently licensed in Kentucky. Spencer holds the Series 7, Series 9, Series 10 and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
07/29/2016 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
BC
Issued 08/05/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/05/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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