Unclaimed
Spencer Stewart-hester is a financial professional with Houlihan Lokey Capital, Inc. Spencer has been in the industry since June 2022. Spencer holds Series 63, SIE and Series 79TO licenses. Spencer is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/10/2022 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
BC
Issued 06/21/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2021
Series 79TO - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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