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Spencer Stewart-hester

Houlihan Lokey Capital, Inc.

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About Spencer Stewart-hester

Spencer Stewart-hester is a financial professional with Houlihan Lokey Capital, Inc. Spencer has been in the industry since June 2022. Spencer holds Series 63, SIE and Series 79TO licenses. Spencer is registered with the state of New York.

Firm Information

Spencer Stewart-hester is currently registered with Houlihan Lokey Capital, Inc.. Houlihan Lokey Capital, Inc. is a Corporation formed on January 9, 1996, and is registered in all 50 states and the District of Columbia. The firm has been approved for registration with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

651

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Spencer Stewart-hester’s Registration & Firm History

NY

06/10/2022 - Present

Houlihan Lokey Capital, Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/21/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/10/2022

SIE - Securities Industry Essentials Examination

BC

Issued 09/01/2021

Series 79TO - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Spencer Stewart-hester.
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