Unclaimed
Spencer Stephen Galati is a financial professional who holds multiple industry licenses and registrations. Spencer is currently registered with Vanguard Marketing Corp. and has been in the industry since December 6, 2017. Spencer has passed the Series 6, Series 7 and Series 63 exams and holds registrations with over 50 state regulators.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
12/07/2017 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 12/19/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2018
Series 7 - General Securities Representative Examination
BC
Issued 12/07/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Spencer Galati is the right advisor for you? Invested Better is here to help.