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Spencer Southard Kelly

Regatta Capital Group, LLC

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About Spencer Southard Kelly

Spencer Southard Kelly is an Investment Advisor Representative at Regatta Capital Group, LLC. Spencer Kelly has been in the financial services industry since 2004. Spencer Kelly's office is located in El Segundo, CA. Regatta Capital Group, LLC provides financial planning, pension consulting, and portfolio management for individuals, businesses, and pooled investment vehicles. Spencer Kelly is registered with the state of California.

Firm Information

Spencer Kelly is currently registered with Regatta Capital Group, LLC. Regatta Capital Group, LLC is an investment advisor registered with the SEC. The firm provides financial planning, pension consulting, portfolio management for businesses, individuals, and pooled investment vehicles, as well as coaching services. With over $1 billion in assets under management, Regatta Capital Group serves a variety of clients, including high net worth individuals, charitable organizations, pension and profit-sharing plans, corporations, and pooled investment vehicles. The firm's main office is located in El Segundo, California.
Regatta Capital Group, LLC

880 APOLLO ST.

EL SEGUNDO, CA 90245

$1.16B

Assets Under Management

Not reported

Total Clients

12

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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coaching services

Coaching services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Spencer Kelly’s Registration & Firm History

CA

11/25/2008 - Present

Regatta Capital Group, LLC (EL SEGUNDO CA)

CA

04/28/2008 - 11/15/2010

PURSHE KAPLAN STERLING INVESTMENTS (EL SEGUNDO CA)

CA

02/24/2004 - 05/06/2008

EDWARD JONES (WESTCHESTER CA)

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Licenses & Designations

BOTH

Issued 12/05/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/26/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/23/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Spencer Southard Kelly.
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