Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Schmitz is a registered investment advisor with Cetera Investment Advisers LLC. Spencer has been in the financial services industry since 2006, specializing in providing financial advice and investment management services to a diverse clientele. Spencer holds a Series 7, Series 63, and Series 65 securities license, allowing him to provide a comprehensive range of financial solutions to individuals, families, and businesses. Spencer is also licensed to offer insurance products. Spencer's experience working with various firms, including Securian Financial Services, Inc. and Wells Fargo Advisors, LLC, provides him with a broad understanding of the financial markets and the needs of different client segments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NE
08/10/2023 - Present
Cetera Investment Advisers LLC (OMAHA NE)
NE
04/22/2019 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (OMAHA NE)
MT
07/24/2013 - 04/04/2019
WELLS FARGO CLEARING SERVICES, LLC (HELENA MT)
NE
06/14/2012 - 05/31/2013
FIRST NATIONAL CAPITAL MARKETS (OMAHA NE)
NE
12/21/2006 - 11/24/2010
SECURIAN FINANCIAL SERVICES, INC. (OMAHA NE)
IA
Issued 4/27/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/7/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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