Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Huggett is a financial advisor at Cetera Investment Advisers LLC, a firm with over 100 billion dollars in assets under management. Spencer has been in the financial services industry since 2002 and is registered in 17 states. Spencer is a highly experienced financial advisor who specializes in a variety of financial services, including financial planning, portfolio management, and pension consulting. Spencer is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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SD
06/29/2023 - Present
Cetera Investment Advisers LLC (SISSETON SD)
SD
11/29/2017 - 06/10/2022
LPL FINANCIAL LLC (WEBSTER SD)
SD
10/12/2011 - 11/29/2017
INVESTMENT CENTERS OF AMERICA, INC. (SISSETON SD)
SD
02/23/2011 - 10/26/2011
H. BECK, INC. (WEBSTER SD)
SD
07/09/2008 - 02/11/2011
QA3 FINANCIAL CORP. (WEBSTER SD)
SD
03/21/2007 - 07/15/2008
INTERSECURITIES, INC. (SIOUX FALLS SD)
SD
06/18/2004 - 03/28/2007
EQUITY LEADERSHIP SECURITIES GROUP, INC. (SIOUX FALLS SD)
AL
04/29/2003 - 06/18/2004
STERNE AGEE FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
CO
08/21/2002 - 05/12/2003
UNITED SECURITIES ALLIANCE, INC. (GREENWOOD VILLAGE CO)
NE
01/08/2003 - 01/21/2003
AMERITAS INVESTMENT CORP. (LINCOLN NE)
IA
Issued 11/19/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/03/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2008
Series 7 - General Securities Representative Examination
BC
Issued 08/20/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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