Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Reagan Gareiss is an active broker with Robinhood Financial, LLC. Spencer has been in the industry since September 10, 2020. Spencer is a licensed principal and has passed the Series 3, Series 4, Series 7, Series 24, Series 30, Series 34, and Series 63 exams. Spencer is registered in 53 states and the District of Columbia. Spencer was previously employed by VANGUARD MARKETING CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
09/22/2021 - Present
Robinhood Financial, LLC (Chicago IL)
AZ
09/11/2020 - 10/01/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 09/23/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2023
Series 30 - NFA Branch Manager Examination
BC
Issued 08/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 09/12/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/16/2024
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 10/20/2023
Series 3 - National Commodity Futures Examination
BC
Issued 09/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 07/07/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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