Unclaimed
Spencer Thantu is a financial professional with Jefferies LLC, a well-established firm in the industry. Spencer has a strong background in the financial services industry, having been active since March 2018. Spencer holds both the Securities Industry Essentials (SIE) and Series 99 exams, demonstrating their commitment to professional development and knowledge of industry operations. Spencer is currently registered with FINRA and is dedicated to providing clients with sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/20/2018 - Present
Jefferies LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
Not sure Spencer Thantu is the right advisor for you? Invested Better is here to help.