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Spencer R Johnson

Raymond James Financial Services, Inc.

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About Spencer R Johnson

Spencer R. Johnson is a financial advisor with Raymond James Financial Services, Inc. with over 15 years of experience in the financial services industry. Spencer holds a Series 7, 6, 24, 63, and SIE license and is registered with the Financial Industry Regulatory Authority (FINRA) and in 53 states. Spencer previously worked at EPLANNING SECURITIES, INC., INTERSECURITIES, INC., and TEMPLETON FUNDS DISTRIBUTOR, INC.

Firm Information

Spencer Johnson is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Spencer Johnson’s Registration & Firm History

FL

07/19/2022 - Present

Raymond James Financial Services, Inc. (ST. PETERSBURG FL)

NH

03/08/2005 - 08/08/2006

EPLANNING SECURITIES, INC. (MANCHESTER NH)

FL

08/25/1993 - 02/28/2005

INTERSECURITIES, INC. (ST. PETERSBURG FL)

FL

03/14/1991 - 05/14/1993

TEMPLETON FUNDS DISTRIBUTOR, INC. (ST. PETERSBURG FL)

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Licenses & Designations

BC

Issued 09/26/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/11/2006

Series 24 - General Securities Principal Examination

BC

Issued 07/19/2022

Series 7TO - General Securities Representative Examination

BC

Issued 04/01/2022

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/1994

Series 7 - General Securities Representative Examination

BC

Issued 03/12/1991

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Spencer R Johnson.
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