Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Pugh is a financial advisor with Redi Global Technologies LLC, located in St. Louis, Missouri. Spencer has been in the financial services industry since 2017. Spencer holds the Series 3, 7, and 63 licenses, as well as the SIE exam. Spencer is registered in Missouri and New York. Spencer has previous experience working with TD Ameritrade and Scottrade.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
06/15/2023 - Present
Redi Global Technologies LLC (St. Louis MO)
MO
02/26/2018 - 11/08/2022
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
05/19/2017 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
BC
Issued 06/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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