Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Paul Moody is a financial advisor registered with Vanguard Advisers, Inc. and is based in Charlotte, NC. Spencer has been in the industry for several years and has experience in various financial services roles. Spencer has Series 7, 66 and SIE licenses. Spencer is currently registered with the following states: Florida, North Carolina, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
06/15/2023 - Present
Vanguard Advisers, Inc. (Charlotte NC)
FL
12/05/2020 - 12/31/2020
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MIAMI FL)
BOTH
Issued 03/08/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/06/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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