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Spencer Oran Perlman

IRC Securities LLC

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About Spencer Oran Perlman

Spencer Oran Perlman is a registered representative with IRC Securities LLC in New York, NY. Spencer has been in the securities industry since December 10, 2014. Spencer is licensed to sell securities in Maryland. Spencer has passed the Series 66, Series 7, and SIE exams. Spencer was previously registered with HEIGHT SECURITIES, LLC in Washington, DC.

Firm Information

Spencer Perlman is currently registered with IRC Securities LLC. IRC Securities LLC is a Limited Liability Company formed in June 2008. The firm is registered in California, Colorado, Connecticut, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, New Jersey, New York, Ohio, Oregon, Tennessee, Texas, and Virginia, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

35

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Spencer Perlman’s Registration & Firm History

NY

03/01/2017 - Present

IRC Securities LLC (NEW YORK NY)

DC

12/11/2014 - 03/01/2017

HEIGHT SECURITIES, LLC (WASHINGTON DC)

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Licenses & Designations

BOTH

Issued 01/07/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/11/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Spencer Oran Perlman.
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