Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Oakley Cathey is a financial professional with over 7 years of experience in the industry. Spencer is registered with the state of North Carolina and Pennsylvania and holds Series 63, 7, 24, and SIE licenses. Spencer is currently employed with Vanguard Marketing Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
10/12/2015 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 10/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/12/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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