Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Norman Phillips is a registered investment advisor representative with Schwab Wealth Advisory, Inc., a firm based in San Francisco, California. Spencer has been in the financial services industry since 2019. Spencer holds the Series 7, 63, and 66 licenses. Spencer's areas of focus include portfolio management for individuals, financial planning, and portfolio management for businesses. Spencer has provided advisory services to approximately 141,801 clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Swa program paid by wrap sponsor pursuant to cost plan formula.
1
2
CO
01/17/2023 - Present
Schwab Wealth Advisory, Inc. (LONE TREE CO)
NM
01/28/2019 - 09/15/2022
TD AMERITRADE, INC. (ALBUQUERQUE NM)
BOTH
Issued 11/28/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/05/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/28/2019
Series 7TO - General Securities Representative Examination
BC
Issued 11/02/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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