Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Betts is a financial advisor with over 20 years of experience in the industry. Spencer is a Certified Financial Planner and currently registered with Hightower Advisors, LLC. Spencer's previous experience includes working with LPL Financial LLC, Purshe Kaplan Sterling Investments, and Bickling Financial Services, Inc. Spencer holds a number of licenses and certifications, including Series 6, 7, 24, 63 and 99TO. Spencer has experience providing financial planning, portfolio management, and selection of other advisors to individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
IL
04/05/2023 - Present
Hightower Advisors, LLC (CHICAGO IL)
MA
09/17/2020 - 04/04/2023
PURSHE KAPLAN STERLING INVESTMENTS (Lexington MA)
MA
11/03/2000 - 10/21/2020
LPL FINANCIAL LLC (LEXINGTON MA)
BC
Issued 01/25/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/02/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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