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Spencer Moyles Brown

Empower Advisory Group, LLC

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About Spencer Moyles Brown

Spencer Moyles Brown is an investment advisor representative registered with Empower Advisory Group, LLC. Spencer has been active in the financial services industry since 1995, and has extensive experience in both individual and institutional investment advisory services. Spencer holds the Series 6, Series 7, Series 63, and Series 65 licenses, along with the SIE exam. Spencer is also a Certified Financial Planner. Spencer is a highly experienced and qualified financial professional who can provide guidance and support to help you achieve your financial goals.

Firm Information

Spencer Brown is currently registered with Empower Advisory Group, LLC. Empower Advisory Group, LLC is a financial advisory firm based in Greenwood Village, CO, providing financial planning, portfolio management for individuals, and educational seminars. They manage over $134 billion in assets for a diverse clientele including individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. The firm has over 700 investment advisor representatives and is registered with the SEC under number 801-58105.
Empower Advisory Group, LLC

8515 EAST ORCHARD RD 4T2

GREENWOOD VILLAGE, CO 80111

$134.28B

Assets Under Management

18

Total Clients

1,128

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Spencer Brown’s Registration & Firm History

CO

04/23/2024 - Present

Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)

CO

11/20/1996 - 10/09/2014

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)

MO

09/15/1995 - 09/16/1996

TWENTIETH CENTURY SECURITIES, INC. (KANSAS CITY MO)

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Licenses & Designations

IA

Issued 01/22/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/30/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/22/2023

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/2004

Series 7 - General Securities Representative Examination

BC

Issued 11/17/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Spencer Moyles Brown.
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