Unclaimed
Spencer Morgan Stenmark is a registered representative with TPG Capital BD, LLC, located in San Francisco, CA. Spencer has been in the securities industry since September 24, 2013. Spencer holds Series 63, SIE and Series 79 licenses and is currently registered in 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/24/2013 - Present
TPG Capital BD, LLC (SAN FRANCISCO CA)
BC
Issued 12/18/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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