Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Porter is a financial advisor registered with The Leaders Group, Inc. Spencer has been in the financial services industry since 2015 and holds the Series 6, 7, 63, and SIE licenses. Spencer has experience with Fidelity Brokerage Services LLC and Northwestern Mutual Investment Services, LLC. Spencer is registered with the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
12/18/2023 - Present
THE Leaders Group, Inc. (LITTLETON CO)
NM
08/24/2016 - 09/11/2017
FIDELITY BROKERAGE SERVICES LLC (ALBUQUERQUE NM)
NM
10/01/2015 - 01/29/2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ALBUQUERQUE NM)
BC
Issued 10/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/11/2023
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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