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Spencer Mishelow

Mesirow Financial, Inc.

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About Spencer Mishelow

Spencer Mishelow is a financial advisor at Mesirow Financial, Inc. Spencer is registered with the state of Indiana. Spencer has been in the industry since February 23, 2014. Spencer holds the Series 63, Series 7TO, SIE, and Series 52 licenses. Spencer is based out of the Carmel office in Indiana.

Firm Information

Spencer Mishelow is currently registered with Mesirow Financial, Inc.. Mesirow Financial, Inc. is a corporation formed in October 1982. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

143

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Spencer Mishelow’s Registration & Firm History

IN

11/11/2016 - Present

Mesirow Financial, Inc. (Carmel IN)

IN

02/11/2014 - 10/28/2016

CITY SECURITIES CORPORATION (INDIANAPOLIS IN)

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Licenses & Designations

BC

Issued 08/27/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/29/2019

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/2014

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Spencer Mishelow.
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