Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Michael Vauthier is a financial professional with over 2 years of experience in the industry. Spencer is currently registered with Charles Schwab & CO., Inc. and is located in Omaha, Nebraska. Spencer has a Series 63 license and Series 7TO and SIE exams passed. Prior to joining Charles Schwab & CO., Inc., Spencer was employed by TD AMERITRADE, INC. in Omaha, Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NE
09/01/2023 - Present
Charles Schwab & CO., Inc. (Omaha NE)
NE
11/12/2021 - 09/01/2023
TD AMERITRADE, INC. (OMAHA NE)
BC
Issued 11/24/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/14/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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