Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Maxwell Dalton is a financial advisor with over 15 years of experience in the industry. Spencer has a strong track record of success in providing investment advice and portfolio management services. Spencer currently works for Nuveen Asset Management, LLC in Chicago, Illinois. Prior to joining Nuveen Asset Management, Spencer worked for LaSalle Investment Management Distributors, LLC, Quasar Distributors, LLC, Eaton Vance Distributors, Inc., and Ameriprise Financial Services, Inc. Spencer is a registered investment advisor in Illinois, New York and Connecticut. Spencer holds the Series 66, Series 65, Series 7, and SIE securities licenses. Spencer specializes in providing investment advice to high-net-worth individuals, corporations, institutions, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
IL
08/06/2020 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
IL
05/09/2018 - 05/18/2020
LASALLE INVESTMENT MANAGEMENT DISTRIBUTORS, LLC (CHICAGO IL)
ME
11/22/2011 - 04/27/2018
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
MA
07/12/2006 - 10/20/2011
EATON VANCE DISTRIBUTORS, INC. (BOSTON MA)
NH
11/15/2005 - 06/15/2006
AMERIPRISE FINANCIAL SERVICES, INC. (PORTSMOUTH NH)
IA
Issued 08/05/2020
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/21/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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