Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Paulson is an investment advisor representative with Wells Fargo Clearing Services, LLC. Spencer has been in the financial industry for over 4 years. Spencer is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 63, 66, 7TO, and SIE licenses. Spencer is also registered as an Investment Advisor Representative in Florida and Texas. Spencer has a proven track record of success in the financial industry and is committed to providing his clients with personalized financial advice and guidance. Spencer has experience working with individuals, businesses, and charitable organizations. Spencer is a member of the Wells Fargo Advisors team and is committed to providing his clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/18/2023 - Present
Wells Fargo Clearing Services, LLC (AVENTURA FL)
TN
07/31/2019 - 03/15/2021
CARTY & COMPANY, INC. (MEMPHIS TN)
BOTH
Issued 01/18/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/31/2019
Series 7TO - General Securities Representative Examination
BC
Issued 06/20/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Spencer Paulson is the right advisor for you? Invested Better is here to help.
