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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Rosenberg is a financial advisor with Morgan Stanley, located in New York, NY. Spencer has been in the financial services industry since 2018. Spencer is a registered representative with FINRA and licensed in 38 states and 2 jurisdictions. Spencer specializes in providing financial planning, portfolio management, and other advisory services for individuals, businesses, investment companies and charitable organizations. Prior to joining Morgan Stanley, Spencer was employed by TJM Investments, LLC. Spencer holds Series 7, Series 63, and Series 66 securities licenses and the Securities Industry Essentials (SIE) exam. Spencer has earned the designation(s): .
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
03/06/2020 - Present
Morgan Stanley (New York NY)
IL
10/01/2019 - 11/05/2019
TJM INVESTMENTS, LLC (CHICAGO IL)
IL
07/21/2018 - 09/04/2018
TJM INVESTMENTS, LLC (CHICAGO IL)
BOTH
Issued 02/21/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/21/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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