Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Spencer? Claim Your ProfileSpencer Lawrence Way is a financial advisor with over 20 years of experience in the industry. Spencer is currently registered with Northwestern Mutual Investment Services, LLC, a firm based in Milwaukee, Wisconsin, with an office in Irvine, California. Spencer has been with Northwestern Mutual Investment Services since 2000. Prior to that, Spencer worked at Robert W. Baird & Co. Incorporated. Spencer is a licensed securities agent and holds the Series 6, 7, and SIE licenses. Spencer is registered with the state of California as well as Arizona, Colorado, Florida, Georgia, Kansas, Mississippi, Nebraska, Ohio, Oregon, Pennsylvania, South Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
CA
02/16/2000 - Present
Northwestern Mutual Investment Services, LLC (IRVINE CA)
WI
02/16/2000 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 03/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/2010
Series 7 - General Securities Representative Examination
BC
Issued 02/14/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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